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In
the area of securities and corporate issues,
Tanner & Guin attorneys assist public
companies in anticipating and planning for the
significant regulatory change being imposed by
the SEC on public companies. We regularly
counsel companies on their Securities Exchange
Act reporting obligations, including Forms 10-K,
10-Q and 8-K and assist in the preparation of
their proxy statements, including submission of
shareholder proposals to the SEC staff.
Attorneys have experience advising
disclosure controls and procedures, internal
accounting controls and procedures, SEC
accounting interpretations, Regulation FD
compliance issues, and the SEC mandated CEO and
CFO certifications.
In the area of mergers and acquisitions,
attorneys have experience in representing
privately-held and family owned businesses
selling their entities to publicly-held
companies to ensure client interests are fully
covered.
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